SEC Form 4 · accession 0000911916-15-000202
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kosty Gilis
Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2015 | M | 935 | $0.00 | A | 2,493 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 14, 2015 | M | 935 | D | — | — | Common Stock | 935 | 0 | D |
Explanation of responses
- F1Settlement of restricted stock units ("RSUs").
- F2Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s common stock.
- F3On March 20, 2015, the reporting person was granted 935 RSUs that vested on May 14, 2015.