SEC Form 4 · accession 0000911916-15-000196
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Bernasek
Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | M | 4,488 | $0.00 | A | 4,488 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | — | May 14, 2015 | M | 4,488 | D | — | — | Common Stock | 4,488 | 0 | D |
Explanation of responses
- F1Each deferred stock unit ("DSU") is the economic equivalent of one share of Allison Transmission Holdings, Inc.'s common stock. The DSUs became payable in connection with the reporting person's resignation from the Board on May 14, 2015.