SEC Form 4 · accession 0000899243-17-004114
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P Lavin
Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 8:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2017 | A | 248 | $0.00 | A | 1,731 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares respresent a quarterly payment of the portion of the eporting person's annual retainer paid in common stock under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.
- F2The number of shares of common stock received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant.