SEC Form 4 · accession 0000899243-17-004113

Allison Transmission Holdings Inc · ALSN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 10, 2017

Accepted (ET)

Feb 14, 2017 · 8:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001411207

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Feb 10, 2017	A	497	$0.00	A	29,964	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Units^F4,F5,F3	—	Feb 10, 2017	A	232	A	—	—	Common Stock	232	822	D

F1These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.
F2The number of shares of common stock received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant.
F3Each deferred stock unit ("DSU") is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F4These DSUs represent a quarterly payment of the portion of the reporting person's other fees under the Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The ther fees are payable quarterly in arrears.
F5The number of DSUs received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant.