SEC Form 4 · accession 0001209191-15-066416
Anacor Pharmaceuticals, Inc. · ANAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul L Berns
Officer — President and CEO · Director
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2015 | M | 20,000 | $5.11 | A | 274,760 | D | |
| Common StockF3,F4 | Aug 13, 2015 | S | 1,655 | $136.4938 | D | 273,105 | D | |
| Common StockF3,F5 | Aug 13, 2015 | S | 3,489 | $137.5249 | D | 269,616 | D | |
| Common StockF3,F6 | Aug 13, 2015 | S | 3,281 | $138.397 | D | 266,335 | D | |
| Common StockF3,F7 | Aug 13, 2015 | S | 11,575 | $139.445 | D | 254,760 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F8 | $5.11 | Aug 13, 2015 | M | 20,000 | D | — | Jun 6, 2023 | Common Stock | 20,000 | 4,000 | D |
Explanation of responses
- F1Includes 1,000 shares purchased on July 31, 2015 pursuant to the Issuer's ESPP.
- F2This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person for tax and estate planning purposes.
- F3The price reported in Column 4 is a weighted average price.
- F4These shares were sold in multiple transactions at prices ranging from $136.00 to $136.94, inclusive.
- F5These shares were sold in multiple transactions at prices ranging from $137.03 to $137.92, inclusive.
- F6These shares were sold in multiple transactions at prices ranging from $138.04 to $138.96, inclusive.
- F7These shares were sold in multiple transactions at prices ranging from $139.10 to $140.09, inclusive.
- F8This option is fully vested and exercisable.