SEC Form 4 · accession 0001104659-17-025948
Ophthotech Corp. · OPHT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Francis Carroll
Officer — SVP, CFO and Treasurer
Period of report
Apr 24, 2017
Accepted (ET)
Apr 25, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410939
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F1 | $2.81 | Apr 24, 2017 | A | 63,500 | A | — | Apr 23, 2027 | Common Stock | 63,500 | 63,500 | D |
Explanation of responses
- F1This option was granted on April 24, 2017 and will vest over a four-year period, with 25% of the shares underlying the option vesting on April 24, 2018 and the remainder of the shares vesting in equal monthly amounts thereafter until April 2021, subject to continued service with the Registrant.