SEC Form 4 · accession 0001104659-16-089676
Ophthotech Corp. · OPHT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Galakatos
Director
Period of report
Jan 11, 2016
Accepted (ET)
Jan 13, 2016 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410939
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Jan 11, 2016 | S | 999 | $65.45 | D | 6,685 | D | |
| Common StockF5 | Jan 11, 2016 | S | 1,001 | $66.33 | D | 5,684 | D | |
| Common StockF6,F3 | Jan 11, 2016 | S | 501 | $65.45 | D | 4,444 | I | See Footnote |
| Common StockF7,F3 | Jan 11, 2016 | S | 499 | $65.33 | D | 3,945 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 10, 2015.
- F2The sales reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by AAG Peakham LLC on September 10, 2015.
- F3Shares are held by AAG Peakham LLC of which the Reporting Person is a manager.
- F4These shares were disposed of in multiple transactions on January 11, 2016 at actual sales prices ranging from $65.00 to $65.78 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5These shares were disposed of in multiple transactions on January 11, 2016 at actual sales prices ranging from $66.11 to $66.51 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6These shares were disposed of in multiple transactions on January 11, 2016 at actual sales prices ranging from $65.00 to $65.78 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7These shares were disposed of in multiple transactions on January 11, 2016 at actual sales prices ranging from $66.11 to $66.51 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.