SEC Form 4 · accession 0001104659-15-071415
Ophthotech Corp. · OPHT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara A Wood
Officer — SVP,General Counsel,Secretary
Period of report
Oct 16, 2015
Accepted (ET)
Oct 19, 2015 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410939
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2015 | M | 2,000 | $24.49 | A | 2,000 | D | |
| Common Stock | Oct 16, 2015 | S | 2,000 | $45.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $24.49 | Oct 16, 2015 | M | 2,000 | D | — | Nov 17, 2023 | Common Stock | 2,000 | 62,000 | D |
Explanation of responses
- F1The exercises and sales reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2013.
- F2This option was granted on November 18, 2013 and will vest over a four-year period, with 17,500 shares underlying such option vesting in November 2014 and 1/48 of the original number of shares underlying such option vesting each month thereafter until November 2017.