SEC Form 4 · accession 0001104659-15-046723
Ophthotech Corp. · OPHT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Samir Chandrakant Patel
Officer — President · Director
Period of report
Jun 19, 2015
Accepted (ET)
Jun 22, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410939
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2015 | M | 88,904 | $1.59 | A | 88,904 | D | |
| Common Stock | Jun 19, 2015 | M | 68,157 | $1.59 | A | 68,157 | D | |
| Common Stock | Jun 19, 2015 | M | 7,937 | $1.59 | A | 7,937 | D | |
| Common Stock | Jun 19, 2015 | M | 37,377 | $1.59 | A | 37,377 | D | |
| Common Stock | Jun 19, 2015 | M | 42,583 | $1.65 | A | 42,583 | D | |
| Common Stock | Jun 19, 2015 | M | 3 | $1.65 | A | 3 | D | |
| Common Stock | Jun 19, 2015 | M | 14,331 | $13.22 | A | 14,331 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F2 | $1.59 | Jun 19, 2015 | M | 88,904 | D | — | May 17, 2020 | Common Stock | 88,904 | 0 | D |
| Stock Option (Right To Buy)F3 | $1.59 | Jun 19, 2015 | M | 68,157 | D | — | May 17, 2020 | Common Stock | 68,157 | 0 | D |
| Stock Option (Right To Buy)F4 | $1.59 | Jun 19, 2015 | M | 7,937 | D | — | May 17, 2020 | Common Stock | 7,937 | 0 | D |
| Stock Option (Right To Buy)F5 | $1.59 | Jun 19, 2015 | M | 37,377 | D | — | May 17, 2020 | Common Stock | 37,377 | 0 | D |
| Stock Option (Right To Buy)F6 | $1.65 | Jun 19, 2015 | M | 42,583 | D | — | May 10, 2021 | Common Stock | 42,583 | 0 | D |
| Stock Option (Right To Buy)F7 | $1.65 | Jun 19, 2015 | M | 3 | D | — | Apr 8, 2022 | Common Stock | 3 | 0 | D |
| Stock Option (Right To Buy)F8 | $13.22 | Jun 19, 2015 | M | 14,331 | D | — | May 28, 2023 | Common Stock | 14,331 | 14,382 | D |
Explanation of responses
- F1The exercises reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2015.
- F2This option was granted on May 18, 2010 and is currently exercisable for all shares underlying the option.
- F3This option was granted on May 18, 2010 and is currently exercisable for all shares underlying the option.
- F4This option was granted on May 18, 2010 and is currently exercisable for all shares underlying the option.
- F5This option was granted on May 18, 2010 and is currently exercisable for all shares underlying the option.
- F6This option was granted on May 11, 2011 and is currently exercisable for all shares underlying the option.
- F7This option was granted on April 9, 2012 and is currently exercisable for all shares underlying the option.
- F8This option was granted on May 29, 2013 and vests over four years, with 2.0833% of the original number of shares underlying the option vesting monthly from the date of grant.