SEC Form 4 · accession 0001410636-19-000025
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Sgro
Officer — EVP,General Counsel, Secretary
Period of report
Jan 23, 2019
Accepted (ET)
Jan 24, 2019 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2019 | A | 4,735 | $0.00 | A | 14,414 | D | |
| Common Stock | Jan 23, 2019 | F | 1,346 | $94.24 | D | 13,068 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).