SEC Form 4 · accession 0001410636-18-000175
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl F Kurz
Director
Period of report
Nov 13, 2018
Accepted (ET)
Nov 14, 2018 · 8:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2018 | P | 1,000 | $91.30 | A | 8,189 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,651 director units that settle solely in common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the distribution date (subject to the exercise by the reporting person of the right to defer payment to a later date in accordance with the terms of the grant), a separation from service or a change of control of the Company.