SEC Form 4 · accession 0001410636-18-000150
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melanie M Kennedy
Officer — SVP, Human Resources
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 1:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2018 | M | 1,114 | $34.12 | A | 6,127 | D | |
| Common Stock | Aug 15, 2018 | S | 1,114 | $88.78 | D | 5,013 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $34.12 | Aug 15, 2018 | M | 1,114 | D | — | Dec 31, 2018 | Common Stock | 1,114 | 0 | D |
Explanation of responses
- F1Includes 37 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.
- F2The option award granted on February 23, 2012 vested in three equal installments on January 1, 2013, January 1, 2014 and January 1, 2015.