SEC Form 4 · accession 0001410636-18-000039
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loyd A Warnock
Officer — SVP, Ext. Affairs, Bus. Dev.
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2018 | A | 4,899 | $0.00 | A | 11,310 | D | |
| Common Stock | Jan 25, 2018 | F | 1,398 | $84.53 | D | 9,912 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares vested pursuant to awards of performance stock units (PSUs) granted in June 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).