SEC Form 4 · accession 0001209191-17-049981
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter Lynch
Officer — EVP and COO
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2017 | M | 15,169 | $39.45 | A | 111,171 | D | |
| Common Stock | Aug 21, 2017 | S | 15,169 | $82.00 | D | 96,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $39.45 | Aug 21, 2017 | M | 15,169 | D | — | Dec 31, 2019 | Common Stock | 15,169 | 0 | D |
Explanation of responses
- F1The option award granted on February 21, 2013 and representing a right to purchase 25,169 shares vested in three equal installments on January 1, 2014, 2015 and 2016.