SEC Form 4 · accession 0001209191-17-033565
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loyd A Warnock
Officer — SVP, External Affairs, Comm.
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2017 | S | 1,019 | $75.954 | D | 9,782 | D | |
| Common Stock | May 17, 2017 | G | 247 | $0.00 | D | 9,535 | D | |
| Common Stock | May 17, 2017 | S | 1,217 | $75.5481 | D | 8,318 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes an aggregate of 36 shares purchased under the American Water Works Company, Inc. Nonqualified Employee Stock Purchase Plan.