SEC Form 4 · accession 0001209191-17-005853
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda J Holdnak
Officer — SVP of Human Resources
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2017 | A | 5,380 | $0.00 | A | 7,128 | D | |
| Common Stock | Jan 25, 2017 | F | 1,083 | $71.72 | D | 6,045 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 153 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan (including 66 shares that were inadvertently omitted from the reporting person's Form 4 filed on January 25, 2016).