SEC Form 4 · accession 0001209191-17-001145
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loyd A Warnock
Officer — SVP, External Affairs, Comm.
Period of report
Jan 1, 2017
Accepted (ET)
Jan 4, 2017 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2017 | F | 2,725 | $72.36 | D | 5,047 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total has been reduced by 26 shares, net, to reflect prior inadvertent over-reporting of shares purchased in November 2015 and February 2016 under the American Water Works Company, Inc. Employee Stock Purchase Plan, and is deemed to appropriately correct the reporting person's prior Form 4 reports.