SEC Form 4 · accession 0001209191-17-001117
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan N Story
Officer — President and CEO · Director
Period of report
Nov 30, 2016
Accepted (ET)
Jan 4, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2016 | G | 39 | $0.00 | D | 54,328 | D | |
| Common Stock | Jan 1, 2017 | F | 2,594 | $72.36 | D | 51,734 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total has been reduced by 1,007 shares, net, to reflect prior inadvertent over-reporting of shares purchased in 2015 and 2016 under the American Water Works Company, Inc. Employee Stock Purchase Plan, and is deemed to appropriately correct the reporting person's prior Form 4 reports.