SEC Form 4 · accession 0001209191-16-152312
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan N Story
Officer — President and CEO · Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | P | 39 | $74.90 | A | 55,374 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 804.8564 previously unreported shares acquired under the American Water Works Company, Inc. Employee Stock Purchase Plan.