SEC Form 4 · accession 0001209191-16-138214
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loyd A Warnock
Officer — SVP, External Affairs, Comm.
Period of report
Aug 15, 2016
Accepted (ET)
Aug 22, 2016 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2016 | G | 291 | $0.00 | D | 7,798 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes an aggregate of 169 shares purchased under the American Water Works Company, Inc. Nonqualified Employee Stock Purchase Plan.