SEC Form 4 · accession 0001209191-16-121394
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah A Degillio
Officer — VP and Treasurer
Period of report
May 17, 2016
Accepted (ET)
May 18, 2016 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2016 | M | 1,207 | $52.75 | A | 3,145 | D | |
| Common Stock | May 17, 2016 | S | 1,207 | $74.31 | D | 1,938 | D | |
| Common Stock | May 17, 2016 | S | 659 | $74.29 | D | 1,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $52.75 | May 17, 2016 | M | 1,207 | D | — | Dec 31, 2021 | Common Stock | 1,207 | 3,044 | D |
Explanation of responses
- F1Corrects a mathematical error of 1 share contained in the reporting person's last filed Form 4.
- F2The option award granted on February 17, 2015, representing a right to purchase 4,251 shares, vests in three equal installments on January 1, 2016, January 1, 2017 and January 1, 2018.