SEC Form 4 · accession 0001209191-16-108320
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Cameron
Officer — President, AW Enterprises
Period of report
Mar 11, 2016
Accepted (ET)
Mar 14, 2016 · 9:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2016 | M | 4,669 | $27.08 | A | 17,036 | D | |
| Common Stock | Mar 11, 2016 | S | 4,669 | $68.75 | D | 12,367 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $27.08 | Mar 11, 2016 | M | 4,669 | D | — | Dec 31, 2017 | Common Stock | 4,669 | 4,669 | D |
Explanation of responses
- F1The option award granted on February 24, 2011 and representing a right to purchase 14,008 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.
- F2A prior exercise of 4,670 shares underlying this option was previously reported.