SEC Form 4 · accession 0001209191-16-107467
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Cameron
Officer — President, AW Enterprises
Period of report
Mar 8, 2016
Accepted (ET)
Mar 9, 2016 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2016 | M | 4,670 | $27.08 | A | 17,037 | D | |
| Common Stock | Mar 8, 2016 | S | 4,670 | $68.00 | D | 12,367 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $27.08 | Mar 8, 2016 | M | 4,670 | D | — | Dec 31, 2017 | Common Stock | 4,670 | 9,338 | D |
Explanation of responses
- F1The option award granted on February 24, 2011 and representing a right to purchase 14,008 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.