SEC Form 4 · accession 0001209191-16-106783

American Water Works Company, Inc. · AWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP,Corp Strategy&Bus. Develop

Period of report

Mar 4, 2016

Accepted (ET)

Mar 7, 2016 · 7:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001410636

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 4, 2016	M	17,422	$22.31	A	49,149	D
Common Stock^F2	Mar 4, 2016	S	17,422	$67.53	D	31,727	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$22.31	Mar 4, 2016	M	17,422	D	—	Dec 31, 2016	Common Stock	17,422	0	D

F1Includes 58 shares purchased under the American Water Works Company, Inc. Nonqualified Employee Stock Purchase Plan.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.50 to $67.57, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder of American Water Works Company, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3The option award granted on February 20, 2010, representing a right to purchase 17,422 shares, vested in three equal installments on January 1, 2011, 2012 and 2013.