SEC Form 4 · accession 0001209191-16-103226
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Veronica M Hagen
Director
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 11:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | A | 318 | $0.00 | A | 318 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares indicated constitute restricted stock units that settle in shares of common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant and will be converted by the Company into common stock generally within 30 days following the earlier of August 14, 2016 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.