SEC Form 4 · accession 0001209191-16-088925
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark F. Strauss
Officer — SVP,Corp Strategy&Bus. Develop
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2016 | F | 389 | $59.75 | D | 27,909 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes an aggregate of 3,660 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan (including 237 of such shares that were purchased since the reporting person's last Form 4 and 516 of such shares that were inadvertently omitted from certain of the reporting person's prior Form 4s).