SEC Form 4 · accession 0001209191-15-081683
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Cameron
Officer — President, AW Enterprises
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2015 | M | 6,222 | $21.51 | A | 15,158 | D | |
| Common Stock | Nov 18, 2015 | S | 3,000 | $56.50 | D | 12,158 | D | |
| Common Stock | Nov 18, 2015 | S | 3,222 | $57.00 | D | 8,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $21.51 | Nov 18, 2015 | M | 6,222 | D | — | Dec 31, 2016 | Common Stock | 6,222 | 0 | D |
Explanation of responses
- F1The option award granted on March 25, 2010 and representing a right to purchase 6,222 shares, vested in three equal installments on January 1, 2011, 2012 and 2013.