SEC Form 4 · accession 0001209191-15-079819

American Water Works Company, Inc. · AWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and COO, Reg. Ops.

Period of report

Nov 9, 2015

Accepted (ET)

Nov 12, 2015 · 6:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001410636

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Nov 9, 2015	M	10,000	$22.26	A	82,458	D
Common Stock	Nov 9, 2015	S	10,000	$55.50	D	72,458	D
Common Stock	Nov 10, 2015	M	10,000	$22.26	A	82,458	D
Common Stock	Nov 10, 2015	S	10,000	$56.00	D	72,458	D
Common Stock	Nov 11, 2015	M	10,000	$22.26	A	82,458	D
Common Stock	Nov 11, 2015	S	10,000	$57.00	D	72,458	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3,F2	$22.26	Nov 9, 2015	M	10,000	D	—	Dec 31, 2016	Common Stock	10,000	22,703	D
Employee Stock Option (right to buy)^F2	$22.26	Nov 10, 2015	M	10,000	D	—	Dec 31, 2016	Common Stock	10,000	12,703	D
Employee Stock Option (right to buy)^F2	$22.26	Nov 11, 2015	M	10,000	D	—	Dec 31, 2016	Common Stock	10,000	2,703	D

F1Includes 117 shares purchased on or after August 25, 2015 under the American Water Works Company, Inc. Employee Stock Purchase Plan.
F2The option award granted on February 26, 2010, representing a right to purchase in the aggregate 62,703 shares, vested in three equal installments on January 1, 2011, 2012 and 2013.
F340,000 shares underlying this stock option were previously exercised and reported.