SEC Form 4 · accession 0001181431-15-007842
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Evanson
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 8:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2015 | A | 1,798 | $0.00 | A | 17,470 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares indicated constitute restricted stock units that settle in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted by the Company into its common stock generally within 30 days following the earlier of August 14, 2016 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.