SEC Form 4 · accession 0001181431-15-004534
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Cameron
Officer — President, AW Enterprises
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2015 | M | 8,153 | $20.70 | A | 21,462 | D | |
| Common Stock | Mar 10, 2015 | S | 8,153 | $52.40 | D | 13,309 | D | |
| Common Stock | Mar 10, 2015 | S | 4,373 | $52.40 | D | 8,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $20.70 | Mar 10, 2015 | M | 8,153 | D | — | Dec 31, 2015 | Common Stock | 8,153 | 0 | D |
Explanation of responses
- F1The option award granted on February 20, 2009, representing a right to purchase 8,153 shares, vested in three equal installments on January 1, 2010, 2011 and 2012.