SEC Form 4 · accession 0001181431-15-004532

American Water Works Company, Inc. · AWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Central Division

Period of report

Mar 10, 2015

Accepted (ET)

Mar 12, 2015 · 4:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001410636

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 10, 2015	M	4,583	$34.12	A	31,272	D
Common Stock	Mar 10, 2015	S	4,583	$52.23	D	26,689	D
Common Stock	Mar 10, 2015	M	2,415	$39.45	A	29,104	D
Common Stock	Mar 10, 2015	S	2,415	$52.23	D	26,689	D
Common Stock	Mar 10, 2015	S	6,071	$52.18	D	20,618	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee stock option (right to buy)^F3,F2	$34.12	Mar 10, 2015	M	4,583	D	—	Dec 31, 2018	Common Stock	4,583	0	D
Employee stock option (right to buy)^F5,F4	$39.45	Mar 10, 2015	M	2,415	D	—	Dec 31, 2019	Common Stock	2,415	2,416	D

F1Includes 139 shares purchased under the American Water Works Company, Inc.'s Nonqualified Employee Stock Purchase Plan.
F2The option award granted on February 23, 2012, representing a right to purchase 13,748 shares, vested in three equal installments on January 1, 2013, 2014 and 2015.
F39,165 shares of this option award were previously exercised and reported.
F4The option award granted on February 21, 2013, representing a right to purchase 7,246 shares, vests in three equal installments on January 1, 2014, 2015 and 2016.
F52,415 shares of this option award were previously exercised and reported.