SEC Form 4 · accession 0001181431-15-003826

American Water Works Company, Inc. · AWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP,General Counsel, Secretary

Period of report

Feb 27, 2015

Accepted (ET)

Mar 3, 2015 · 5:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001410636

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F6	Feb 27, 2015	M	1,391	$34.12	A	4,397	D
Common Stock	Feb 27, 2015	S	1,391	$53.96	D	3,006	D
Common Stock	Feb 27, 2015	M	742	$39.45	A	3,748	D
Common Stock	Feb 27, 2015	S	742	$53.96	D	3,006	D
Common Stock	Feb 27, 2015	M	584	$44.06	A	3,590	D
Common Stock	Feb 27, 2015	S	584	$53.96	D	3,006	D
Common Stock	Feb 27, 2015	S	609	$53.97	D	2,397	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2,F1	$34.12	Feb 27, 2015	M	1,391	D	—	Dec 31, 2018	Common Stock	1,391	0	D
Employee Stock Option (right to buy)^F4,F3	$39.45	Feb 27, 2015	M	742	D	—	Dec 31, 2019	Common Stock	742	742	D
Employee Stock Option (right to buy)^F5	$44.06	Feb 27, 2015	M	584	D	—	Dec 31, 2020	Common Stock	584	1,938	D

F1The option award granted on February 23, 2012, representing a right to purchase 4,171 shares, vested in three equal installments on January 1, 2013, 2014 and 2015.
F22,780 shares of this option award were previously exercised and reported.
F3The option award granted on February 21, 2013, representing a right to purchase 2,225 shares, vests in three equal installments on January 1, 2014, 2015 and 2016.
F4741 shares of this option award were previously exercised and reported.
F5The option award granted on February 20, 2014, representing a right to purchase 2,522 shares, vests in three equal installments on January 1, 2015, 2016 and 2017.
F6Includes 11 shares purchased under the American Water Works Company, Inc.'s Nonqualified Employee Stock Purchase Plan.