SEC Form 4 · accession 0001181431-15-005690
SmartStop Self Storage, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H. Michael Schwartz
Officer — President, CEO and Chairman · Director
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 6, 2015 | A | 83,256 | $0.00 | A | 111,028 | D | |
| Common Stock | holding | — | — | — | 100 | I | Shares owned by Strategic Storage Holdings, LLC, which is owned and controlled by Mr. Schwartz. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Fifty percent (50%) of the shares shall vest upon the earlier to occur of a change of control of the Issuer or ratably over a four (4)-year period beginning on December 31, 2015 and ending on December 31, 2018. The remaining fifty percent (50%) of the shares shall vest upon the earlier to occur of a change in control of the Issuer or on December 31, 2015, based on the Issuer's achieving certain performance criteria.