SEC Form 4 · accession 0000899243-15-005712
SmartStop Self Storage, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael McClure
Officer — Chief Financial Officer
Period of report
Oct 1, 2015
Accepted (ET)
Oct 1, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2015 | A | 7,632 | $0.00 | A | 48,336 | D | |
| Common StockF2 | Oct 1, 2015 | D | 48,336 | $13.75 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock issued to the Reporting Person pursuant to the grant of restricted stock to the Reporting Person made on April 6, 2015 as a result of the Issuer's achieving certain performance criteria at the time of the change in control of the Issuer. The shares vested at the time of the change in control of the Issuer.
- F2Disposed of pursuant to an Agreement and Plan of Merger dated June 15, 2015, as amended by Amendment No. 1 on July 16, 2015, by and among the Issuer, SmartStop Self Storage Operating Partnership, L.P., Extra Space Storage Inc., Extra Space Storage LP, Edgewater REIT Acquisition (MD) LLC, and Edgewater Partnership Acquisition (DE) LLC, pursuant to which each share of the Issuer's common stock was converted into the right to receive $13.75 in cash.