SEC Form 5 · accession 0001144204-15-003583
XWELL, Inc. · XWEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander R. Berger
Officer — Former COO & Secretary · Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 23, 2015 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Apr 1, 2014 | G | 20,000 | $0.00 | D | 668,770 | D | |
| Common Stock, par value $0.01 per shareF2 | Apr 2, 2014 | G | 20,000 | $0.00 | D | 648,770 | D | |
| Common Stock, par value $0.01 per shareF2 | Apr 3, 2014 | G | 20,000 | $0.00 | D | 628,770 | D | |
| Common Stock, par value $0.01 per shareF2 | Apr 8, 2014 | G | 20,000 | $0.00 | D | 608,770 | D | |
| Common Stock, par value $0.01 per shareF2 | Apr 9, 2014 | G | 20,000 | $0.00 | D | 588,770 | D | |
| Common Stock, par value $0.01 per shareF2 | Apr 10, 2014 | G | 20,000 | $0.00 | D | 568,770 | D | |
| Common Stock, par value $0.01 per shareF2 | May 1, 2014 | G | 40,000 | $0.00 | D | 528,770 | D | |
| Common Stock, par value $0.01 per shareF2 | May 2, 2014 | G | 33,000 | $0.00 | D | 495,770 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 405,856 | I | By Alexander Ross Berger Revocable Trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 750,000 | I | By ARB Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents gifts that were made to a charitable account.
- F2Includes 353,648 shares of unvested restricted stock units.