SEC Form 4/A · accession 0001410384-16-000273
Q2 Holdings, Inc. · QTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
R. H. Seale
Director · 10% Owner
Period of report
Jun 9, 2016
Accepted (ET)
Jun 30, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 9, 2016 | A | 1,330 | $0.00 | A | 379,979 | D | |
| Common Stock | holding | — | — | — | 21,737 | I | By reporting person's spouse | |
| Common StockF3 | holding | — | — | — | 3,842,454 | I | By RHS Investments-I, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F4 | $27.86 | Jun 9, 2016 | A | 2,243 | A | Jul 9, 2016 | Jun 9, 2023 | Common Stock | 2,243 | 2,243 | D |
| Stock Option (right to buy)F5 | $27.86 | Jun 9, 2016 | A | 1,076 | A | Jul 9, 2016 | Jun 9, 2023 | Common Stock | 1,076 | 1,076 | D |
Explanation of responses
- F1Shares of stock acquired represent shares underlying Restricted Stock Units, 899 of which vest in equal quarterly installments over three years beginning September 9, 2016, and 431 of which vest in equal quarterly installments over one year beginning September 9, 2016 .
- F2This amendment is being filed to correct the number of restricted stock units and stock options awarded, which were reported incorrectly in the original filing.
- F3Shares held by RHS Investments-I, L.P. Seale, Inc. is the general partner of RHS Investments-I, L.P. R.H. "Hank" Seale, III is the president of Seale, Inc. and has voting and dispositive power over the shares held by RHS Investments-I, L.P.
- F4This option grant vests and becomes exercisable in equal monthly installments over 36 months beginning July 9, 2016.
- F5This option grant vests and becomes exercisable in equal monthly installments over 12 months beginning July 9, 2016.