SEC Form 4 · accession 0001410384-15-000124
Q2 Holdings, Inc. · QTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Breeden
Officer — EVP, Operations
Period of report
Sep 24, 2015
Accepted (ET)
Sep 25, 2015 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 24, 2015 | M | 3,598 | $3.10 | A | 28,158 | D | |
| Common Stock | Sep 24, 2015 | M | 36,101 | $6.57 | A | 64,259 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.10 | Sep 24, 2015 | M | 3,598 | D | Nov 14, 2012 | Dec 7, 2021 | Common Stock | 3,598 | 1,667 | D |
| Stock Option (right to buy)F2 | $6.57 | Sep 24, 2015 | M | 36,101 | D | Nov 7, 2013 | Nov 7, 2019 | Common Stock | 36,101 | 23,899 | D |
Explanation of responses
- F1This option grant vested as to 1/4 of the total option grant on November 14, 2012, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.
- F2This option grant vested as to 1/4 of the total option grant on November 7, 2013, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.