SEC Form 4 · accession 0001213900-18-006059
Rubicon Technology, Inc. · RBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jefferson Gramm
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 1:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410172
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 10, 2018 | A | 1,391 | A | — | — | Common Stock | 1,391 | 1,391 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a right to receive one share of the Company's common stock.
- F2RSUs vest and/or expire on the day immediately preceding the day of the 2019 Annual Meeting of Stockholders.