SEC Form 4 · accession 0001209191-15-000680
Rubicon Technology, Inc. · RBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond J Spencer
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2015 | A | 13,484 | $0.00 | A | 40,228 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of restricted stock pursuant to grants that vest according to the following schedule: 3,371 shares vest on March 31, 2015, 3,371 shares vest on June 30, 2015, 3,371 shares vest on September 30, 2015 and 3,371 shares vest on December 31, 2015.
- F2Includes 13,484 shares of restricted stock pursuant to grants that vest as indicated in footnote 1.