SEC Form 4 · accession 0000899243-17-009326
Rubicon Technology, Inc. · RBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond J Spencer
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | A | 10,393 | $0.00 | A | 147,551 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 31, 2017, the Reporting Person received shares of restricted stock under the Rubicon Technology, Inc. 2016 Stock Incentive Plan as compensation for his service as a director and a Board committee chairman during the first quarter of 2017. Such shares vested upon grant.