SEC Form 4 · accession 0000899243-17-009312
Rubicon Technology, Inc. · RBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Brog
Officer — President and CEO · Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2017 | A | 9,020 | $0.00 | A | 115,594 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 31, 2017, the Reporting Person received shares of restricted stock under the Rubicon Technology, Inc. 2016 Stock Incentive Plan as compensation for his service as a director and member of the audit committee for the period between January 1, 2017 and March 16, 2017. Such shares vested upon grant.
- F2Includes 73,529 shares of restricted common stock.