SEC Form 4 · accession 0000899243-16-024606
Rubicon Technology, Inc. · RBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Brog
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 1, 2016 | A | 2,022 | $0.00 | A | 106,574 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of restricted stock pursuant to grants that vest according to the following schedule: 1,011 shares vest on September 30, 2016 and 1,011 shares vest on December 31, 2016.
- F2Includes 106,574 shares of restricted stock, of which 2,022 shares vest in accordance with footnote 1.