SEC Form 4 · accession 0000899243-16-021255
Rubicon Technology, Inc. · RBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Brog
Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2016 | A | 73,529 | $0.00 | A | 73,529 | D | |
| Common StockF2,F3 | May 26, 2016 | A | 31,023 | $0.00 | A | 104,552 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of restricted stock pursuant to grants that vest according to the following schedule: 24,509 shares vest on May 26, 2017, 24,510 shares vest on May 26, 2018, and 24,510 shares vest on May 26, 2019.
- F2Consists of restricted stock pursuant to grants that vest according to the following schedule: 18,050 shares vest on September 30, 2016 and 12,973 shares vest on December 31, 2016.
- F3Includes 73,529 shares of restricted stock pursuant to grants that vest as indicated in footnote 1 and 31,023 shares of restricted stock pursuant to grants that vest as indicated in footnote 2.