SEC Form 4 · accession 0000899243-16-010881
Rubicon Technology, Inc. · RBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond J Spencer
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2016 | A | 108,114 | $0.00 | A | 148,342 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of restricted stock pursuant to grants that vest according to the following schedule: 27,028 shares vest on March 31, 2016, 27,028 shares vest on June 30, 2016, 27,029 shares vest on September 30, 2016 and 27,029 shares vest on December 31, 2016.
- F2Includes 108,114 shares of restricted stock pursuant to grants that vest as indicated in footnote 1.