SEC Form 4 · accession 0001432453-15-000070
Nobilis Health Corp. · HLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Lloyd
Officer — Chief Executive Officer
Period of report
Aug 4, 2015
Accepted (ET)
Aug 19, 2015 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 4, 2015 | J | 1,077,312 | $6.80 | A | 3,143,746 | D | |
| Common Shares | holding | — | — | — | 2,066,434 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2,F1 | $1.65 | holding | — | — | — | Dec 1, 2014 | Dec 1, 2024 | Common Shares | 1,048,218 | 1,048,218 | D |
| Stock OptionsF3 | $2.97 | holding | — | — | — | Jan 1, 2015 | Jan 1, 2025 | Common Shares | 451,782 | 451,782 | D |
Explanation of responses
- F1The options vest as to 48,218 on January 1, 2015, 500,000 on November 26, 2015 and 500,000 on November 26, 2016.
- F2Stock Options granted at C$1.87. Conversion rate at December 1, 2014 was 0.8815 [1.1344], based on the Bank of Canada noon rate.
- F3Stock Options granted at C$3.44. Conversion rate at December 31, 2014 was 0.8620 [1.1601], based on the Bank of Canada noon rate.
- F4The Common Shares were acquired pursuant to a confidential agreement effective June 30, 2015 (the "Agreement") filed with the Securities and Exchange Commission as Exhibit 10.1 to the Form 10-Q Quarterly Report filed by Nobilis Health Corp. (the "Issuer") on August 14, 2015.