SEC Form 4 · accession 0001432453-15-000065
Nobilis Health Corp. · HLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Ganley
Director
Period of report
Jul 30, 2015
Accepted (ET)
Jul 31, 2015 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 48,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $7.33 | Jul 30, 2015 | P | 200,000 | A | Jul 30, 2020 | Jul 30, 2025 | Common Shares | 200,000 | 400,000 | D |
| Stock OptionsF2,F3 | $3.98 | holding | — | — | — | Mar 12, 2015 | Mar 12, 2025 | Common Shares | 200,000 | 200,000 | D |
Explanation of responses
- F1The stock options were granted at C$7.33. Conversion rate at July 30, 2015 was 0.7677[1.326] based on the Bank of Canada noon rate.
- F2Stock Options granted at C$5.05. Conversion rate at March 12, 2015 was 0.7880[1.2691] based on the Bank of Canada noon rate.
- F3The options vest as to 10,000 on March 31, 2015, 40,000 on June 30, 2015, 60,000 on September 30, 2015 and 90,000 on December 31, 2015.