SEC Form 3 · accession 0001432453-15-000046
Nobilis Health Corp. · HLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy Kuang Chen
Officer — Chief Financial Officer
Period of report
Nov 26, 2014
Accepted (ET)
Jun 18, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 24,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.89 | holding | — | — | — | Dec 4, 2013 | May 9, 2024 | Common Shares | 80,000 | — | D |
| Stock OptionsF2 | $0.97 | holding | — | — | — | May 9, 2015 | May 9, 2024 | Common Shares | 200,000 | — | D |
Explanation of responses
- F1Stock Options granted at C$0.95. Conversion rate at December 4, 2013 was 0.9868 [1.0134], based on the Bank of Canada noon rate.
- F2Stock Options granted at C$1.06. Conversion rate at May 9, 2014 was 0.9174 [1.0900], based on the Bank of Canada noon rate.