SEC Form 4 · accession 0001409916-19-000011
Nobilis Health Corp. · HLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Springfield
Officer — Chief Executive Officer
Period of report
Jan 22, 2019
Accepted (ET)
Jan 24, 2019 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409916
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2,F1 | $0.44 | Jan 22, 2019 | A | 250,000 | A | Jan 1, 2020 | Jan 22, 2029 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1Stock options granted at $0.44 on a 5-day volume weighted average price (VWAP) for 5 business days - 01/14/19 - 01/18/19.
- F2Stock options vest as to 83,333.33 on January 1, 2020, 83,333.33 on January 1, 2021, and 83,333.33 on January 1, 2022.