SEC Form 4 · accession 0001225208-16-025519
Nobilis Health Corp. · HLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Efird
Officer — EVP/Chief Operating Officer
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409916
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $1.97 | Jan 29, 2016 | A | 200,000 | A | Mar 31, 2016 | Jan 29, 2026 | Common | 200,000 | 200,000 | D |
Explanation of responses
- F1Stock Options granted at C$2.78. Conversion rate at 1/29/2016 was .7102[1.4080] based on the Bank of Canada noon rate.
- F2Vest ratably on calendar quarterly basis beginning on 3/31/2016 until final vesting date of 12/31/18.