SEC Form 4 · accession 0001225208-16-025392
Nobilis Health Corp. · HLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Joseph Klein
Officer — Chief Financial Officer
Period of report
Sep 22, 2015
Accepted (ET)
Feb 2, 2016 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409916
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $4.57 | Sep 22, 2015 | A | 150,000 | A | Sep 22, 2016 | Sep 22, 2025 | Common | 150,000 | 150,000 | D |
Explanation of responses
- F1Stock Options granted at C$6.07. Conversion rate at 9/22/2015 was 0.7531[1.327] based on the Bank of Canada noon rate.
- F2The options vest as to 50,000 on 9/22/2016, 50,000 on 9/22/2017 and 50,000 on 9/22/2018.